Terms of Use

Stone Key Group LLC and its affiliates (collectively, “Stone Key”) provide this website,, for informational purposes only. Please read this page carefully before using this website. By using this website, you are agreeing to the following terms. We reserve the right to change these terms without notice, and your continued use of this website constitutes your agreement to any changes.

Regulatory Matters

Stone Key Securities LLC, a subsidiary of Stone Key, is a member of FINRA, the Financial Industry Regulatory Authority, Inc. ( Stone Key Securities LLC provides financial advice on mergers, acquisitions, private placements and similar corporate finance matters and performs advisory services in connection with underwritings (although it does not sell underwritten securities to investors). Stone Key Securities LLC does not provide research or analyst reports or solicit or carry accounts for, or offer or sell securities products to, retail customers.

The information provided on this website is not provided to, and may not be used by, any person or entity (i) in any jurisdiction where the provision or use would be contrary to applicable laws or the rules or regulations of any governmental authority or regulatory or self-regulatory organization or (ii) where the provision or use would subject Stone Key or any of its affiliates to any registration requirement within the jurisdiction. Stone Key makes no representations that transactions, products or services discussed on this website are available or appropriate for sale or use in all jurisdictions or by all investors. Those who access this website do so at their own initiative and are responsible for compliance with local laws and regulations.

No Offer

No material on this website shall be used or considered as an offer to sell or a solicitation of any offer to buy any securities, financial instruments or financial services. Offers can only be made in compliance with applicable law.

No Advice

Stone Key is not utilizing this website to provide investment or other advice, and no information or material on this website is intended as a recommendation to buy or sell any securities or is to be relied upon for the purpose of making or communicating investment or other decisions. Stone Key does not provide tax, legal or accounting advice. You should obtain relevant and specific professional advice and check the accuracy of all relevant information before making any investment decision. This website should not form the basis of, or be relied on in connection with, any contract or commitment. Any transactions listed on this website are included as representative transactions and are not necessarily reflective of overall performance.

Proprietary Rights

The entire content of this website is subject to copyright with all rights reserved. This website is for your personal and non-commercial use only and you may print, copy and download any information from this website only for your personal and non-commercial use. You may not reproduce (in whole or in part), transmit (by electronic means or otherwise), modify, link into or use this website for any public or commercial purpose without the prior written approval of Stone Key. If you copy or download any information from this website, you agree that you will not remove or obscure any copyright or other notices or legends contained in the information.

Ownership and Trademarks

The Stone Key trademarks, logos and service marks shown on this website are registered trademarks of Stone Key. Information about other companies mentioned on this website may be the intellectual property of their respective owners. Nothing on this website shall be interpreted as granting any license or right to use any image, trademark, logo or service mark on this website. Copying or downloading material from this website does not transfer title to any material on this website to you. You are prohibited from using any marks for any purpose including, but not limited to, use as metatags on other pages or sites on the World Wide Web, without the written permission of Stone Key or the other owner(s) of the marks. Stone Key reserves all rights with respect to copyright and trademark ownership of all material at this website, and will enforce these rights to the full extent of the law.

No Representation or Warranty

Although the information provided to you on this website is obtained or compiled from sources we believe to be reliable, Stone Key cannot and does not guarantee the accuracy, validity, timeliness or completeness of any information made available to you for any particular purpose.  Stone Key and its affiliates expressly disclaim all warranties, conditions and other terms of any kind, whether express or implied, including, but not limited to, any implied term of satisfactory quality, fitness for purpose, and any term as to the provision of services to a standard of reasonable care and skill or as to the non-infringement of any intellectual property right. This limitation on liability includes, but is not limited to, the transmission of any viruses which may infect a user’s equipment, failure of mechanical or electronic equipment or communication lines, telephone or other interconnect problems (e.g., you cannot access your internet service provider), unauthorized access, theft, operator errors, strikes or other labor problems or any force majeure.

Business Continuity

Stone Key has developed and implemented a business continuity plan in the case of any business disruption that causes us to have limited or no communications with our employees or customers. Our plan anticipates two types of business disruptions, internal disruptions that affect only our ability to do business (such as a fire in our building) and external disruptions that prevent the operation of securities markets and/or other firms (such as natural disasters or acts of war).

Stone Key intends to stay in business during both internal and external disruptions due to the fact that our employees can conduct Stone Key-related business from alternate off-site physical locations and we maintain an alternate location for the maintenance of our books and records. We anticipate that Stone Key will recover from internal business disruptions within 24-48 hours. An outage due to an external business disruption may be longer and is beyond our control. However, we will endeavor to resume business as soon as it is possible for Stone Key to establish business operations from alternate off-site physical locations.

Our business continuity plan specifically addresses the following areas related to our operations:

  • Data back-up and recovery (hard copy and electronic)
  • All mission critical systems
  • Procedures to test and determine our ability to do business (i.e., financial and operational assessments)
  • Alternate communications between customers and us
  • Alternate communications between us and our employees
  • Alternate physical location of employees
  • Critical business constituent, bank, and counter-party impact
  • Regulatory reporting
  • Communications with regulators
  • Descriptions of any relationships between third-parties and us


Except in accordance with applicable law, Stone Key will not share with third parties e-mail addresses or other information that it may collect through this website.